Earnings Test Calculation

A CFP® professional is evaluating a client’s life insurance needs using the capital needs analysis approach.  Which of the following would be classified as a capital need rather than an income need?  Monthly living expenses for surviving family members Future college education costs for children Mortgage payoff at death Replacement of the client’s salary CLICK…

Read More

Understanding the Relationship Between Coupon Rates and Duration

Course: Investment PlanningLesson 9: Fixed Income Securities  Student Question: There is a question regarding duration that I continue to struggle with.    Which of the following are true: 1-Lower coupon bonds are more sensitive to interest rates  than high coupon bonds. 2-There is inverse relationship between bond prices and  change in interest rates. 3-There is a positive relationship between coupon rates and  duration.  Can…

Read More

Earnings Test Calculation

A client turns age 73 in 2026 and must begin taking required minimum distributions (RMDs) from her traditional IRA.  Which of the following statements is CORRECT regarding her first RMD?  It must be taken by December 31, 2026 It may be delayed until April 1, 2027 It is not required until age 75 It can…

Read More

Dependent Care Assistance Plan

Course: Retirement PlanningLesson 9: Building Retirement Wealth by Maximizing Fringe Benefits   Student Question: Is a Dependent Care Assistance Plan (DCAP) funded by a Flexible Spending Account the same thing as a Dependent Care FSA?  If not, could you provide some additional info as to how the two would work together (could an individual utilize both…

Read More

Earnings Test Calculation

An employee pays premiums for an individual disability income insurance policy with after-tax dollars. The employer does not contribute to the policy.  If the employee becomes disabled and begins receiving benefits, how will the benefits be taxed?  Fully taxable as ordinary income Partially taxable based on employer contributions Tax-free Subject to capital gains tax rates…

Read More

Internal Rate of Return Calculation

Course: Fundamentals of Financial Planning Lesson 5b: Using the HP 10bII Calculator  Student Question: In Example 2, the solution given has 6 years (including CF0) instead of 5. I believe the first year of Carl’s coin purchase should be CF0, but the fifth year – which includes a purchase and a sale – should be CF4.…

Read More

Earnings Test Calculation

In 2026, a married couple filing jointly has taxable income of $90,000, which includes $10,000 of long-term capital gains.  What federal tax rate applies to the $10,000 of long-term capital gains?  0% 15% 20% Ordinary income tax rates CLICK TO REVEAL ANSWERExpandA is the answer For 2026, the 0% long-term capital gains threshold for married…

Read More

Late Medicare Enrollment Penalty

Course: Insurance PlanningLesson 10: Fundamentals of Social Security and Medicare  Student Question: Hi, Under the ‘late enrollment penalty’ link, there is a example given by Medicare.  It states that there is a 20% penalty because 30 months had lapsed, or at least 2 12-month periods post initial enrollment had lapsed.  The date given for initial…

Read More

CFP Board Code of Ethics

In 2026, a client has a 529 plan for her daughter that has been open for 20 years. The beneficiary has graduated college and does not need the remaining funds. The account balance is $60,000, all attributable to contributions and earnings made more than five years ago. The client is considering rolling funds from the…

Read More

Loan Impact on Basis in a Modified Endowment Contract

Course: Insurance PlanningLesson 15: Income Taxation of Life Insurance Student Question: Hello, Can you help me better understand the difference between policy basis in a normal policy and policy basis on a modified endowment contract. From the Coursework: But for MEC purposes, the basis is increased by any portion of loans that were considered taxable…

Read More