CFP® Board Updates

On June 30, 2020, the CFP Board will begin enforcement of the new Code of Ethics and Standards of Conduct. This will coincide with the expected begin date of the new Procedural Rules.

For those who are not familiar, the Procedural Rules replace the current Disciplinary Rules and Procedures and the Appeal Rules and Procedures. The Board is still under a period of public comment regarding the Procedural Rules, so there may be minor changes made.

To view a copy of the revised proposed procedural rules issued on March 24, 2020, click below.

https://www.cfp.net/-/media/files/cfp-board/standards-and-ethics/enforcement/proposed-procedural-rules-march-2020.pdf?la=en&hash=CCAB965CDB7A54EEA9EF4BD5A4F48C90

To submit comment on the Procedural Rules, click below.

https://www.cfp.net/ethics/enforcement/comment-on-the-proposed-procedural-rules